Compliances – Purvesh Mehta

Terms & Conditions

Purvesh Mehta ("Research Analyst" or "RA") is SEBI Registered Research Analyst bearing Registration No. INH000014748, enlisted with Research Analyst Administration and Supervisory Body (RAASB) – BSE Limited, Enlistment No. 6024.

Pursuant to SEBI (Research Analysts) Regulations, 2014, applicable Guidelines, Master Circular and circulars issued thereunder, the RA hereby discloses the following Terms & Conditions. By subscribing to or availing research services, the client confirms acceptance of these terms at their sole discretion.

1. Acceptance of Research Services

The client confirms subscription to research services at their sole discretion. The RA confirms research services shall be rendered in accordance with SEBI (Research Analysts) Regulations, 2014.

2. Obligations on RA and Client

Both the RA and the client shall be bound by the SEBI Act, RA Regulations, and all applicable regulations, rules, and notifications issued by SEBI or the Government of India from time to time.

3. Client Information and KYC Requirements

The client agrees to provide complete and accurate information for KYC compliance as mandated by SEBI or RAASB from time to time.
The RA will collect, store, upload and verify KYC records through a KYC Registration Agency (KRA) in accordance with SEBI guidelines.

4. Standard Terms of Service

By subscribing, the client confirms: (i) they have read and understood the applicable terms including the fee structure; (ii) they are subscribing for their own benefit and any reliance on research reports is as per their own judgement; (iii) investments carry market risk, recommendations do not assure returns, and there is no recourse to claim losses.

The RA declares: (i) it is duly registered with SEBI (Reg. No. INH000014748, dated Feb 9, 2024); (ii) qualifications to render services are valid and subsisting; (iii) services do not conflict with applicable law; (iv) maximum fee charged is ₹1.51 lakhs per annum per family; (v) recommendations do not provide any assurance of returns.

5. Fees and Payment Terms

Subscription fees shall be paid in advance for a maximum period of 12 months as permitted by SEBI. Payment is accepted via Net Banking, Debit Card, NEFT, RTGS, IMPS, UPI, eNACH or any other SEBI-permitted mode. Fees shall not be accepted in cash.

Investors may opt for the Centralised Fee Collection Mechanism (CeFCoM) by emailing a request to the RA.

6. Risk Factors

Investments in securities carry inherent market risks, including potential loss of capital.
Historical performance of recommendations is not indicative of future returns.
The client must independently assess the suitability of investment decisions.
Registration granted by SEBI/BSE and certification from NISM in no way guarantee performance of the RA or provide any assurance of returns.

7. Conflict of Interest

The RA shall comply with all applicable regulations regarding disclosure and mitigation of conflicts of interest. Any actual or potential conflict will be disclosed transparently to the client when identified.

8. Termination of Services and Refunds

The RA reserves the right to suspend or terminate services in the event of suspension or cancellation of their SEBI registration.
In case of cancellation or suspension for more than 60 days, the RA shall refund the pro-rata fees for the remaining subscription period.

9. Grievance Redressal and Dispute Resolution

Clients may escalate grievances (non-receipt of report, missing pages, other service deficiencies) to:

Name: Purvesh Mehta
Email: info.purveshmehta@gmail.com
Phone: +91 8200266380

If unsatisfied, lodge grievance with SEBI at scores.sebi.gov.in or via ODR Portal at smartodr.in.

10. Mandatory Notices

Clients are advised to familiarise themselves with SEBI's Master Circular No. SEBI/HO/MIRSD-POD-1/P/CIR/2024/49 dated May 21, 2024. All subscription and renewal payments must be made in full in advance. Minimum subscription period is one month. Refunds for advisory services are processed within one week post confirmation.

Warning: Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.

Disclaimer: Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Privacy Policy

Purvesh Mehta respects and values the right to privacy of every individual. This Privacy Policy applies to current clients, subscribers, users and former clients registered on www.purveshmehta.com.

What information do we collect?

We collect information when you register on our site, subscribe to our newsletter or fill out a form — including your name, phone number, address and/or email address. You may visit our site anonymously.

What do we use your information for?

To improve customer service and respond effectively to your support needs.
To process transactions.
To administer contests, promotions, surveys, or other site features.
To send periodic emails regarding your order, company news, updates, and related service information.

Your information will not be sold, exchanged, transferred or given to any other company for any reason whatsoever, without your consent, other than for the express purpose of delivering the purchased product or service.

How do we protect your information?

Mailing lists are intellectual property of the company and will not be shared with outside third parties. We use third-party software to maintain mailing lists, secured by the respective providers. We do not collect any payment information — third-party payment gateways are used for secure transactions.

Cookies

We use cookies to help remember and process items, save preferences for future visits, and compile aggregate data about site traffic. We use Google Analytics and Google Remarketing services. Visitors can opt out of Google Analytics for Display Advertising via the Ads Settings.

Do we disclose information to outside parties?

We do not sell, trade, or otherwise transfer personally identifiable information to outside parties, except trusted third parties who assist in operating our website — provided they keep the information confidential. We may release information to comply with the law or enforce our site policies.

Third-party links

Our website may include third-party products or services. These third-party sites have separate and independent privacy policies. We have no responsibility or liability for their content and activities.

Changes to our Privacy Policy

Should we decide to amend our privacy policy, the updated version will be posted on this page.

Contact: info.purveshmehta@gmail.com
Website: www.purveshmehta.com
Registered Address: 601, G Tower, Swastik Society, Jamnagar – 361 008

Disclaimer

Purvesh Mehta is SEBI registered as a Research Entity under SEBI (Research Analyst) Regulations, 2014.
SEBI RA No: INH000014748 | BSE Enlistment No: 6024

Purvesh Mehta or its associates have not been debarred/suspended by SEBI or any other regulatory authority for accessing or dealing in securities markets.

The information and views in our reports, website and all services ("Research Information") are believed to be reliable, but we do not represent or warrant their accuracy or completeness. Investors and clients are advised to independently evaluate market conditions and risks before making any trading or investment decisions.

The Research Information is not intended to be an exhaustive statement on the financial instruments, issuers, markets or developments referred to therein. Any opinions expressed are subject to change without notice. Analysis is based on numerous assumptions — different assumptions could result in materially different results.

The Firm, its partners, employees and associated entities shall not be responsible for any loss or damage that may arise from any inadvertent error in the information contained in research reports. Documents are provided for assistance only and must not alone be taken as the basis for an investment decision.

Unauthorized redistribution or forwarding of proprietary research content, including calls, SMS, reports, or other information shared by us, is prohibited and may invite legal action.

SEBI Registered Research Analyst – Purvesh Mehta
Registered office: 601, G Tower, Swastik Society, Jamnagar 361008
Contact: +91 8200266380
SEBI Reg. No. INH000014748 / BSE Enlistment No. 6024
Grievance / Compliance Officer: Purvesh Mehta – info.purveshmehta@gmail.com

Investor Charter

Annexure A – Investor Charter in respect of Research Analyst (RA)

A. Vision and Mission

Vision: Invest with knowledge & safety.

Mission: Every investor should be able to invest in the right products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Business Activities

Publish research reports based on the RA's research activities.
Provide independent, unbiased views on securities.
Offer unbiased recommendations, disclosing financial interests in recommended securities.
Provide research recommendations based on analysis of publicly available information.
Conduct annual compliance audits.
Ensure all advertisements adhere to the Advertisement Code for Research Analysts.
Maintain records of interactions with all clients and prospective clients.

C. Services Provided to Investors

Onboarding: Sharing terms and conditions; completing KYC for fee-paying clients.
Disclosures: Material information for informed decision-making; AI tool usage disclosure; conflict-of-interest disclosures.
Distributing research reports and recommendations without discrimination.
Maintaining confidentiality until reports are made public.
Respecting data privacy and protecting clients' confidential information.
Providing clear guidance and caution notices for complex and high-risk financial products.
Treating all clients with honesty and integrity.

D. Grievance Redressal

Investors may approach the RA who shall strive to redress grievances immediately, but not later than 21 days of receipt.

SCORES 2.0: scores.sebi.gov.in (First review by RAASB; Second review by SEBI)
SMARTODR: smartodr.in – Online Dispute Resolution
Physical complaints: Office of Investor Assistance and Education, SEBI Bhavan, Plot No. C4-A, 'G' Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051

E. Rights of Investors

Right to Privacy and Confidentiality
Right to Transparent Practices
Right to Fair and Equitable Treatment
Right to Adequate Information and Continuing Disclosure
Right to Fair & True Advertisement
Right to Awareness about Service Parameters and Turnaround Times
Right to be Heard and Satisfactory Grievance Redressal
Right to Exit as per agreed terms
Right to clear guidance for Complex and High-Risk Financial Products
Additional rights for vulnerable/differently-abled consumers
Right to provide feedback on financial products and services
Right against coercive, unfair, and one-sided clauses in financial agreements

F. Responsibilities of Investors

Do's

Always deal with SEBI registered Research Analysts.
Ensure the Research Analyst has a valid registration certificate.
Check SEBI registration number on the SEBI website.
Pay attention to disclosures in research reports before investing.
Pay through banking channels only and maintain duly signed receipts.
Check research recommendations before buying/selling securities.
Ask all relevant questions and clear doubts before acting on recommendations.
Know your right to stop availing services as per terms of service.
Inform SEBI about RAs offering assured or guaranteed returns.

Don'ts

Do not provide funds for investment to the Research Analyst.
Don't fall prey to luring advertisements or market rumours.
Do not get attracted to limited-period discounts or gifts offered by an RA.
Do not share login credentials of your trading, demat or bank accounts with the RA.

Grievance Redressal

Annexure B – SEBI Registered Research Analyst "Purvesh Mehta" · INH000014748 / BSE Enlistment No. 6024

Complaint Data — Month Ending May 2026

Sr.	Received From	Pending (prev.)	Received	Resolved	Pending	>3 Months	Avg. Days
1	Directly from investor	Nil	Nil	Nil	Nil	Nil	N.A.
2	SEBI (SCORES)	Nil	Nil	Nil	Nil	Nil	N.A.
3	Other sources	Nil	Nil	Nil	Nil	Nil	N.A.

Monthly Complaint Trend (Apr 2025 – May 2026)

Sr.	Month	Carried Forward	Received	Resolved	Pending
1	April 2025	NIL	NIL	NIL	NIL
2	May 2025	NIL	NIL	NIL	NIL
3	June 2025	NIL	NIL	NIL	NIL
4	July 2025	NIL	NIL	NIL	NIL
5	Aug 2025	NIL	NIL	NIL	NIL
6	Sep 2025	NIL	NIL	NIL	NIL
7	Oct 2025	NIL	NIL	NIL	NIL
8	Nov 2025	NIL	NIL	NIL	NIL
9	Dec 2025	NIL	NIL	NIL	NIL
10	Jan 2026	NIL	NIL	NIL	NIL
11	Feb 2026	NIL	NIL	NIL	NIL
12	Mar 2026	NIL	NIL	NIL	NIL
13	Apr 2026	NIL	NIL	NIL	NIL
14	May 2026	NIL	NIL	NIL	NIL
Grand Total		NIL	NIL	NIL	NIL

Annual Complaint Disposal Trend

Sr.	Year	Carried Forward	Received	Resolved	Pending
1	2024–25	NIL	NIL	NIL	NIL
2	2025–26	NIL	NIL	NIL	NIL
Grand Total		NIL	NIL	NIL	NIL

* Inclusive of complaints of previous years resolved in the current year.

How to File a Grievance

Email: info.purveshmehta@gmail.com or call +91 8200266380.
Write to: 601, G Tower, Swastik Society, Jamnagar 361008.
If no response within 10 business days, escalate to: info.purveshmehta@gmail.com.
Lodge grievance with SEBI at scores.sebi.gov.in.
Use the ODR Portal: smartodr.in for online conciliation or arbitration.

Annual Compliance Audit — Regulation 25(3)

Sr.	Financial Year	Audit Status	Remarks
1	—	—	—
2	—	—	—

Escalation Matrix

Designation	Name	Contact No.	Email	Hours
Customer Care / Nodal Officer	Purvesh Mehta	+91 8200266380	info.purveshmehta@gmail.com	Mon–Fri, 9:30–18:00
Compliance Officer	Purvesh Mehta	+91 8200266380	info.purveshmehta@gmail.com	Mon–Fri, 9:30–18:00

Accessibility Grievance Redressal

In compliance with SEBI circular dated July 31, 2025, a dedicated mechanism is in place for persons with disabilities (PwDs).

Email: info.purveshmehta@gmail.com
Helpline: +91 8200266380 (Mon–Fri, 9:30 AM – 6:00 PM)
Acknowledgement: Within 2 working days | Resolution: Within 15 working days

Disclaimer: Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.